- Company Name
- BNY
- Job Title
- Vice President, Quality Assurance Team Lead Sanctions Ops
- Job Description
-
**Job Title**: Vice President, Quality Assurance Team Lead Sanctions Operations
**Role Summary**
Lead the quality assurance function for sanctions operations, ensuring all processes meet regulatory standards and internal quality benchmarks. Drive continuous improvement, provide strategic oversight, manage a multidisciplinary team, and collaborate with cross‑functional stakeholders to safeguard compliance and operational integrity.
**Expectations**
- Deliver measurable improvements in compliance accuracy and process efficiency.
- Lead a high‑performing QA team, fostering a culture of accountability, continuous learning, and results.
- Ensure alignment of quality metrics with regulatory requirements and organizational goals.
- Serve as the primary point of contact for audits, regulators, and external stakeholders regarding QA processes.
**Key Responsibilities**
- Design, implement, and evolve QA frameworks and policies for sanctions screening and enforcement.
- Monitor and analyze key performance indicators (KPIs) such as screening accuracy, false‑positive rates, and turnaround times.
- Conduct root‑cause analysis of compliance incidents, recommend corrective actions, and track remediation.
- Provide expert guidance on emerging sanctions regulations (OFAC, EU, UN, G7/8, etc.) and their operational impact.
- Lead quarterly audit readiness reviews, ensuring documentation, evidence, and controls meet audit & regulatory expectations.
- Collaborate with technology, data science, and operations teams to optimize AI‑driven screening tools and data pipelines.
- Mentor and coach QA analysts, setting clear performance goals and facilitating professional development.
- Prepare executive‑level reports on QA metrics, risk exposure, and regulatory trends.
**Required Skills**
- Deep knowledge of global sanctions regimes (OFAC, EU, UN, G7/8).
- Proven expertise in QA/quality management principles, including statistical sampling, audit trail, and risk‑based testing.
- Strong analytical skills; proficiency with data analytics tools (SQL, Python, Tableau, etc.).
- Experience leading cross‑functional teams in a regulated environment.
- Excellent communication, stakeholder management, and presentation abilities.
- Project management acumen, including prioritization of high‑impact initiatives.
- Understanding of AI/ML in financial compliance (optional but advantageous).
**Required Education & Certifications**
- Bachelor’s degree in Finance, Economics, Law, or a related field (Master’s preferred).
- Regulatory compliance certification such as Certified Regulatory Compliance Manager (CRCM), Certified Anti‑Money Laundering Specialist (CAML), or similar.
- Additional certifications in QA (Six Sigma, ISO 9001) or risk (CRISC, CISA) considered a plus.
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Manchester, United kingdom
On site
Senior
01-01-2026